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Reference Number:
JMA/135678
Compliance Manager
We have a new role for a Compliance Manager to work alongside the Directors and Practice Manager at a law firm based in Coventry.
The role will involve monitoring risk and ensuring compliance across the firm in a variety of areas.
The role will be tailored to the skills and strengths of the successful candidate and will cover some or all of the following:
· Managing and reviewing Office Manual policies, plans and procedures.
· Ensuring compliance with Lexcel and assisting with the annual re-accreditation process.
· Assisting the COLP in ensuring compliance with the SRA's Standards and Regulations and other statutory obligations.
· Reviewing and analysing risk management data including complaints, claims, file reviews, client feedback, conflicts and breaches.
· Assisting the MLRO in ensuring compliance with the Money Laundering Regulations.
· Assisting the Complaints Officer with complaints handling.
· Assisting with Professional Indemnity Insurance renewals and dealing with other insurance renewals.
· Assisting with data protection and health and safety compliance.
· Assisting with the annual renewal of solicitors' practising certificates and maintenance of the firm's SRA authorisation.
· Arranging/leading compliance training sessions.
The successful candidate will have:
· Experience of working in a compliance role in the legal services sector.
· The ability to work collaboratively with the Management Team to monitor risk and ensure compliance.
· Excellent organisational and communication skills with an ability to influence at all levels and build supportive relationships.
· The ability to deal with confidential matters with discretion and tact.
· Excellent IT skills and knowledge.
The role is full-time and office based, although some flexibility will be considered for the right candidate (minimum 29 hours).
Salary range £35-45k (dept on experience)
Apply now
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