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Reference Number:
CR/134687/1612
Posted:
16th December 2024
COLP
We're working with a South Manchester based law firm who are seeking a COLP to join their established and growing team.
This is a key role to the firm, you will be ensuring that systems and controls are in place to enable the firm to comply with their obligations under the SRA and the other relevant legislation, regulations and rules.
Responsibilities to include:
* Close liaison for SRA questions and submitting and uploading data
* Dealing with conflicts and reporting
* Undertaking AML conflict clearances dealing with complaints and managing claims
* Renewing of practicing certificates
* Monitoring and updating the firm's policies & procedures
* Maintaining Terms of Business and client care letters
Responding to data breaches and data subject access requests
* Compliance record keeping and monitoring
* Ensuring new starters and existing staff are adherent to internal risk management, quality procedures and general compliance awareness
* Compliance audits General compliance awareness activities
* Liaising with Head's of Departments, Team Leaders and managers ensuring data protection compliance
Requirements
* Experience gained working as a COLP in a law firm
* Sound understanding and demonstrated knowledge of anti-money laundering laws and processes and the SRA Code of Conduct
On offer
* Competitive salary commensurate with level and experience
* Hybrid / flexible working
BCL Legal is an equal opportunities employer.
Apply now
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